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Item 1: Cover Sheet FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE 300 North Pottstown Pike, Suite 240 Eaton, PA 19341 Tank Happened (610) 5247031 www.wmsplan.com October 22, 2021, This wrap

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How to fill out wms form adv part

01

Obtain a copy of the WMS Form ADV Part from the Securities and Exchange Commission (SEC) website or directly from the investment advisor.

02

Fill out the form with accurate and up-to-date information about the investment advisor's business, ownership, clients, fees, and conflicts of interest.

03

Include any necessary attachments or exhibits that provide additional information or clarification.

04

Review the completed form for accuracy and completeness before submitting it to the SEC.

Who needs wms form adv part?

01

Investment advisors who are registered with the SEC or state securities regulators need to fill out the WMS Form ADV Part.

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What is wms form adv part?

WMS Form ADV Part refers to the section of the Form ADV that registered investment advisers (RIAs) are required to file with the Securities and Exchange Commission (SEC) or state securities regulators.

Who is required to file wms form adv part?

Registered investment advisers are required to file WMS Form ADV Part.

How to fill out wms form adv part?

WMS Form ADV Part can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of wms form adv part?

The purpose of WMS Form ADV Part is to provide regulatory authorities and clients with information about an investment adviser's business practices, conflicts of interest, services offered, and fees.

What information must be reported on wms form adv part?

WMS Form ADV Part must include information such as a firm's ownership structure, services offered, fee schedule, disciplinary history, and other relevant business details.

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