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Settlement residual rebates pass-through Guidance for distributorsPublished: May 2023Executive summary This practice note provides guidance for distributors on passing through settlement residual
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Long-form report proposed transmission is a detailed report that must be submitted to regulatory authorities regarding proposed transmission of information.
Parties involved in transmitting sensitive information are required to file long-form report proposed transmission.
Long-form report proposed transmission can be filled out by providing detailed information about the proposed transmission and following the guidelines provided by regulatory authorities.
The purpose of long-form report proposed transmission is to ensure that regulatory authorities have a comprehensive understanding of proposed transmissions of sensitive information.
Information such as the parties involved, nature of the information being transmitted, and any potential risks or implications must be reported on long-form report proposed transmission.
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