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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ALPHA FINANCIAL Advisers, LLC CRD Number: 122545OtherThanAnnual Amendment

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How to fill out investment adviser data

01

Gather all the necessary information including personal data, employment history, educational background, certifications, licenses, and disciplinary history.

02

Complete the Form ADV Part 1 by providing general information about the investment adviser firm such as business activities, fee structure, and assets under management.

03

Fill out the Form ADV Part 2 by providing more detailed information about the firm's services, fees, investment strategies, and key personnel.

04

Submit the completed Form ADV to the Securities and Exchange Commission (SEC) or the appropriate state regulator.

Who needs investment adviser data?

01

Potential clients looking for investment advice and services.

02

Regulators who oversee the financial industry and ensure compliance with investment adviser regulations.

03

Research analysts conducting due diligence on investment adviser firms.

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What is investment adviser data?

Investment adviser data refers to information about individuals or firms that provide advice on investing in securities.

Who is required to file investment adviser data?

Investment advisers are required to file their data with the appropriate regulatory authorities.

How to fill out investment adviser data?

Investment adviser data can be filled out online through the regulatory authority's portal or submitted through a designated form.

What is the purpose of investment adviser data?

The purpose of investment adviser data is to provide transparency and accountability in the investment advisory industry.

What information must be reported on investment adviser data?

Information such as assets under management, client information, disciplinary history, and business practices must be reported on investment adviser data.

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