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Form B Investment Dealer Trading in Specified OTC Issuer Securities General Instructions 1. The objective of Form B is to provide information to regulators about the risks posed by dealers trading
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Form B - Investment is a document used to report investment activities to the appropriate regulatory agencies.
Individuals or entities engaged in investment activities are required to file Form B - Investment.
Form B - Investment can be filled out online or manually by providing information about the investment activities.
The purpose of Form B - Investment is to provide regulatory agencies with information about investment activities for monitoring and compliance purposes.
Information such as the type of investment, amount invested, and the parties involved must be reported on Form B - Investment.
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