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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Form 144 Filer InformationForm 144Form 144NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT
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How to fill out rule 144 selling restricted

How to fill out rule 144 selling restricted
01
Obtain a copy of the restricted securities certificate from the issuer.
02
Hold the securities for the required holding period, typically six months for reporting companies and one year for non-reporting companies.
03
Locate a broker-dealer that is willing to act as a selling agent for the restricted securities.
04
Submit a notice of proposed sale to the SEC if the total amount being sold exceeds certain thresholds.
05
have the broker-dealer place the sell order and ensure that all proceeds from the sale are deposited into a separate escrow account.
06
File a Form 144 with the SEC if the amount being sold exceeds a specified threshold, disclosing information about the seller, the securities being sold, and the nature of the transaction.
07
Monitor the sale to ensure compliance with all applicable rules and regulations.
Who needs rule 144 selling restricted?
01
Investors who have acquired securities through private placements, exercise of stock options, or other means that result in the securities being considered 'restricted'.
02
Issuers who want to sell restricted securities in compliance with SEC regulations.
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What is rule 144 selling restricted?
Rule 144 restricts the sale of securities unless certain conditions are met.
Who is required to file rule 144 selling restricted?
Any seller of restricted or control securities is required to file under Rule 144.
How to fill out rule 144 selling restricted?
To fill out Rule 144, sellers must provide detailed information about the securities being sold and comply with the requirements set forth.
What is the purpose of rule 144 selling restricted?
The purpose of Rule 144 is to regulate the resale of restricted or control securities to prevent market manipulation.
What information must be reported on rule 144 selling restricted?
Sellers must report information about the securities, relationship to the issuer, holding period, and compliance with Rule 144 requirements.
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