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This document is a proposed rule change submitted by EDGX Exchange, Inc. to amend Rule 11.5(c) to add a new order type, the Edge Market Close Order, under the Securities Exchange Act of 1934. It outlines
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How to fill out Form 19b-4
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a standardized form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges and other trading platforms, are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be completed by providing detailed information about the proposed rule change, including a description of the change, the purpose, and the potential impact on the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to maintain transparency and allow the SEC to review and approve proposed changes to the rules governing SROs.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, the date of submission, a statement of the purpose and statutory basis for the rule change, and any comments received from the public.
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