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This document serves as a notice from the Securities and Exchange Commission regarding a proposed rule change that temporarily allows Floor brokers on the NYSE to use personal portable phone devices

How to fill out notice of filing and

How to fill out Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules

1. Obtain the official template for the Notice of Filing.
2. Fill in the header section with the title of the proposed rule change.
3. Include the date of submission and relevant filing number.
4. Clearly state the purpose of the proposed rule change, emphasizing the temporary suspension of rules.
5. Outline the details of the proposed changes, specifying the rules affected.
6. Provide a justification for extending the temporary suspension, including any supporting data or rationale.
7. Include a section for public comments, detailing how and where comments can be submitted.
8. Ensure to sign and date the document at the bottom, including the name and title of the filer.
9. Submit the filled Notice of Filing to the appropriate regulatory body according to their submission guidelines.

Who needs Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules?

1. Regulated entities that are affected by the temporary suspension of rules.
2. Industry stakeholders who seek clarity on operational regulations during the suspension.
3. Legal teams of organizations requiring compliance with regulatory changes.
4. Regulatory authorities that need documentation for review and record-keeping.
5. Members of the public interested in the implications of the proposed rule changes.

For pdfFiller’s FAQs

What is Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules?

The Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules is a formal notification submitted by a regulatory body to indicate its intent to temporarily suspend certain rules and to provide the rationale for such a suspension, emphasizing immediate effectiveness.

Who is required to file Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules?

Typically, exchange or market participants who wish to propose changes to existing rules are required to file this notice. This includes self-regulatory organizations (SROs) like stock exchanges or other market operators.

How to fill out Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules?

To fill out the notice, one should include the specific rules being suspended, the duration of the suspension, a detailed explanation of why the suspension is necessary, and any relevant data or documents supporting the request.

What is the purpose of Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules?

The purpose is to formally communicate the need for a temporary rule suspension to stakeholders, provide transparency, and ensure that market participants are informed about changes that could affect trading or regulatory compliance.

What information must be reported on Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Rules?

The notice must report the specific rules being suspended, the effective date of the suspension, the reasons for the suspension, and any impact it may have on market operations or participants.