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Settlement Agreement File No. 201860IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BYLAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF Canada: Anastasios (Tom) TerzisSETTLEMENT
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Review the requirements and instructions provided by the MFDA for filling out the hearing panel approval form.
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Fill in all necessary information accurately, including details about the parties involved in the hearing and any relevant case information.
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Individuals or firms who are involved in MFDA hearings and require approval from the MFDA hearing panel.
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The MFDA hearing panel approves refer to the decision made by the MFDA panel after a hearing regarding a disciplinary matter involving a Member or Approved Person.
The MFDA hearing panel approves are typically filed by the MFDA Staff or the Respondent in a disciplinary hearing.
The MFDA hearing panel approves are typically filled out by providing details of the disciplinary matter, the decision of the panel, any penalties imposed, and any additional information required by the MFDA.
The purpose of MFDA hearing panel approves is to ensure transparency and accountability in the discipline process involving MFDA Members and Approved Persons.
The MFDA hearing panel approves must include details of the disciplinary matter, the decision of the panel, any penalties imposed, and any additional information required by the MFDA.
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