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SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2 (c) THEREUNDER 1.05 August 2020 Date of Report2.SEC Identification

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Who needs sec form 17c?

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Anyone who is required by law or regulation to disclose certain information related to securities transactions may need to fill out SEC Form 17c. This form is commonly used by financial institutions, investment firms, and other entities involved in securities trading.

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What is sec form 17c?

SEC form 17-C is a form required by the Securities and Exchange Commission (SEC) for annual reports filed by registered transfer agents.

Who is required to file sec form 17c?

Registered transfer agents are required to file SEC form 17-C.

How to fill out sec form 17c?

SEC form 17-C can be filled out online through the SEC's EDGAR system or submitted in paper form.

What is the purpose of sec form 17c?

The purpose of SEC form 17-C is to provide information about the activities and financial condition of registered transfer agents.

What information must be reported on sec form 17c?

SEC form 17-C requires information such as the name and address of the transfer agent, details of the agent's activities, financial statements, and certifications.

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