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Alternative Trading Systems with Form ATS on File with the SEC as of June 1, 2016, Full Name of Alternative Trading System (as provided in item 1. A. of Form ATS) Aqua Securities L.P. Arbor Research
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Obtain the necessary forms and documents required to open an alternative trading system account.
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Provide personal information such as name, address, contact details, and social security number.
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Provide financial information such as income, net worth, and investment experience.
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Choose the securities you want to trade on the alternative trading system.
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Review and agree to the terms and conditions of the alternative trading system before submitting your application.

Who needs alternative trading systems with?

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Individual traders looking for alternative options for trading securities.
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An alternative trading system (ATS) is a trading system that operates outside of a regulated exchange, allowing for the trading of securities directly between parties.
Alternative trading systems are required to be filed by the operators of the system, also known as ATS operators.
ATS filings can typically be completed online through the SEC's EDGAR system. Operators must provide information about the operations and compliance of their ATS.
The purpose of filing alternative trading systems is to provide transparency and regulatory oversight of off-exchange trading activities.
Information reported on ATS filings typically includes details about the operation of the ATS, the types of securities traded, and compliance with regulations.
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