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Case 1:20cv10860LTS Document 84 Filed 04/08/22-Page 1 of 4UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS ___ : SECURITIES AND EXCHANGE COMMISSION, : : Plaintiff, : : v. : : DAMON ELLIOTT and
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The United States SEC (Securities and Exchange Commission) is a government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.
Publicly traded companies, mutual funds, and other entities that offer securities must file reports with the SEC, including those who raise money from public investors.
To fill out SEC forms, entities must gather required financial and operational information, complete the appropriate forms through the EDGAR system, and submit them electronically.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies must report financial performance, shareholdings, management structure, executive compensation, and any significant events affecting the company.
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