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June 6, 2022Atty. Marie Rose M. MagallenLirio Head Issuer Compliance and Disclosure Department (ICED) Philippine Dealing & Exchange Corp. 29/F, BDO Equitable Tower, 8751 Paseo de Roxas, Marathi Cities

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Who needs head issuer compliance and?

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Head issuers such as banks, financial institutions, and companies dealing with securities and investments require head issuer compliance to ensure they are following regulations and laws.

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What is head issuer compliance and?

Head issuer compliance refers to the regulations and standards that an organization must follow in order to remain in good standing with regulatory authorities.

Who is required to file head issuer compliance and?

Head issuer compliance must be filed by the organization's designated compliance officer or team.

How to fill out head issuer compliance and?

Head issuer compliance can be filled out online through the designated regulatory authority's website or through a compliance software.

What is the purpose of head issuer compliance and?

The purpose of head issuer compliance is to ensure that organizations are following regulations and standards set by regulatory authorities to protect investors and maintain market integrity.

What information must be reported on head issuer compliance and?

Head issuer compliance typically requires reporting on the organization's financial status, internal controls, risk management processes, and any compliance violations or incidents.

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