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This document outlines a proposed rule change related to the Deposit Service procedures of The Depository Trust Company (DTC), ensuring compliance with economic sanctions and regulations under the
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and securities associations are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing detailed information about the proposed rule change, including the text of the proposed rule, the purpose of the change, its impact, and relevant sections of existing rules.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with information regarding proposed changes to rules that govern the activities of self-regulatory organizations, allowing for public review and regulatory oversight.
What information must be reported on Form 19b-4?
Form 19b-4 requires information such as the proposed rule change text, a statement of the purpose, a description of the effects of the proposed change, and an analysis of how the change is consistent with the Exchange Act.
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