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OMB APPROVAL OMB Number: 3235-0045 Expires: June 30, 2007, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b-4 Page 1 of
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How to fill out contra cusip:
01
Gather all the necessary information for the contra cusip form, such as the security name, symbol, and trade details.
02
Complete the form by accurately entering the required information in each designated field.
03
Double-check all the entered information to ensure accuracy and avoid any mistakes or omissions.
04
Review the completed contra cusip form to ensure it is filled out correctly and matches the trade details.
Who needs contra cusip:
01
Traders or investors who are engaging in contra trading, which involves buying and selling the same security on the same day.
02
Institutional investors or brokerage firms that offer contra trading as part of their services.
03
Individuals or entities looking to offset specific transactions or positions in the market.
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What is contra cusip?
Contra CUSIP is a unique identifier assigned to a security that is being sold short in a transaction.
Who is required to file contra cusip?
In most cases, it is the responsibility of the broker-dealer or the person initiating the short sale to file the contra CUSIP.
How to fill out contra cusip?
To fill out a contra CUSIP, one must provide the relevant security and transaction details, including the short sale price, quantity, and other required information.
What is the purpose of contra cusip?
The purpose of contra CUSIP is to help track and report short sales, and to ensure compliance with regulatory requirements.
What information must be reported on contra cusip?
The contra CUSIP report typically includes details such as the security identifier, short sale price, quantity, dates of the transaction, and any other relevant information required by regulatory authorities.
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