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This document proposes a rule change establishing a fee for the eligibility of Open-Ended Funds for limited services at The Depository Trust Company under the Securities Exchange Act.
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How to fill out Form 19b-4
01
Obtain Form 19b-4 from the relevant authority or website.
02
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03
Provide the necessary details regarding the purpose of the form in the specified section.
04
Include any required supporting documentation as indicated in the form instructions.
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06
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to propose changes to their rules and regulations under the Securities Exchange Act of 1934.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other approved trading platforms are required to file Form 19b-4 when they want to propose rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide specific details regarding the rule changes, including a description of the proposed changes, the rationale behind them, and any relevant supporting documentation.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed changes to SRO rules are reviewed for compliance with federal securities laws and provide transparency to the public and market participants.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the name of the SRO, the proposed rule change, a detailed justification for the change, and any expected impact on the market.
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