Get the free FORM SC 13G/A
Show details
This document is an amended statement of ownership filed with the SEC, detailing the ownership stakes of Royce & Associates LLC in A.M. Castle & Co. It includes information about shares owned, voting
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form sc 13ga
Edit your form sc 13ga form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form sc 13ga form via URL. You can also download, print, or export forms to your preferred cloud storage service.
How to edit form sc 13ga online
Follow the steps down below to benefit from the PDF editor's expertise:
1
Sign into your account. It's time to start your free trial.
2
Prepare a file. Use the Add New button. Then upload your file to the system from your device, importing it from internal mail, the cloud, or by adding its URL.
3
Edit form sc 13ga. Rearrange and rotate pages, add new and changed texts, add new objects, and use other useful tools. When you're done, click Done. You can use the Documents tab to merge, split, lock, or unlock your files.
4
Save your file. Choose it from the list of records. Then, shift the pointer to the right toolbar and select one of the several exporting methods: save it in multiple formats, download it as a PDF, email it, or save it to the cloud.
It's easier to work with documents with pdfFiller than you can have believed. You may try it out for yourself by signing up for an account.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form sc 13ga
How to fill out FORM SC 13G/A
01
Obtain the FORM SC 13G/A from the SEC website or your legal advisor.
02
Fill out your name and address in the designated fields at the top of the form.
03
Indicate the name of the entity or individual on whose behalf the form is being filed.
04
Specify the date at which you become aware of the changes requiring the amendment.
05
Complete the sections detailing the number of shares owned and any changes in ownership.
06
Provide any necessary explanations or comments regarding the changes.
07
Sign and date the form.
08
Submit the completed form electronically through the SEC's EDGAR system.
Who needs FORM SC 13G/A?
01
Investors who own more than 5% of a class of equity securities.
02
Entities that are required to disclose their ownership positions in publicly traded companies.
03
Investment managers or institutional investors managing portfolios that exceed the ownership threshold.
Fill
form
: Try Risk Free
People Also Ask about
What is a form SC 13D A?
Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares.
Is Form SC 13G a good or bad?
While Schedule 13G is typically used by passive investors who do not intend to influence or control the company, Schedule 13D is required when an investor has an activist agenda. In most cases, if an investor does not intend to play an active role in the company, filing Schedule 13G is the best option.
What is Form SC 13G A?
The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
What is the purpose of form sc 13G a?
What Is Schedule 13G? The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
What is a group for 13D purposes?
Section 13(d)(3) does not contain any beneficial ownership language, providing that a "group" is formed when "two or more persons act as a partnership, limited partnership, syndicate, or other group."31 The implication is that when the statute does not specifically include beneficial ownership, none is required.
What is beneficial ownership section 13D?
Securities Act Rule 13d-3 defines “beneficial owner” as “any person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise has or shares: (1) Voting power which includes the power to vote, or to direct the voting of, such security; and/or, (2) Investment power which
Is Form SC 13G a good or bad?
While Schedule 13G is typically used by passive investors who do not intend to influence or control the company, Schedule 13D is required when an investor has an activist agenda. In most cases, if an investor does not intend to play an active role in the company, filing Schedule 13G is the best option.
What are the requirements for filing a 13G filing?
Individuals and entities are required to file their 13D & 13G disclosure within a 10-day period of becoming the owner of 5% or more shares. In the case of 13G, individuals and entities may have up to 45 days after year-end to file if their ownership remains below 10% or if there was no material change in ownership.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is FORM SC 13G/A?
FORM SC 13G/A is a filing with the Securities and Exchange Commission (SEC) that is meant for investors who acquire beneficial ownership of more than 5% of a class of a company's equity securities, primarily used to report a change in ownership.
Who is required to file FORM SC 13G/A?
Individuals or entities that acquire beneficial ownership of more than 5% of a class of a company's equity securities and are qualified institutional investors or passive investors are required to file FORM SC 13G/A.
How to fill out FORM SC 13G/A?
To fill out FORM SC 13G/A, you need to provide your name, the name of the issuer, the number of shares owned, the purpose of ownership, and any additional information regarding ownership details and changes.
What is the purpose of FORM SC 13G/A?
The purpose of FORM SC 13G/A is to inform the SEC and the public about substantial changes in ownership of a company's equity securities, ensuring transparency in the market.
What information must be reported on FORM SC 13G/A?
The information that must be reported on FORM SC 13G/A includes your identity, the name of the issuer, the class of securities, the number of shares beneficially owned, and a description of any agreements or arrangements related to the ownership.
Fill out your form sc 13ga online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form Sc 13ga is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
