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This document outlines a proposed rule change by BATS Exchange to add seventy-five options classes to the Penny Pilot Program. It includes details about the classes, the statutory basis, and guidelines
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How to fill out proposed rule change by
How to fill out Proposed Rule Change by BATS Exchange
01
Start with the BATS Exchange Proposed Rule Change document template.
02
Provide a clear title for the proposed rule change.
03
Include a summary of the proposed changes.
04
Detail the specific rule changes along with the current text.
05
Explain the reason for the proposed changes.
06
Ensure that all regulatory requirements are met.
07
Include any relevant supporting data or analysis.
08
Submit the completed document through the appropriate channels at BATS Exchange.
Who needs Proposed Rule Change by BATS Exchange?
01
Members of the BATS Exchange who wish to propose changes to existing rules.
02
Market participants looking to adapt to regulatory changes.
03
Exchange management needing to update operational procedures.
04
Legal professionals involved in compliance matters related to exchanges.
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What is Proposed Rule Change by BATS Exchange?
The Proposed Rule Change by BATS Exchange refers to a formal request made by the exchange to modify its rules and regulations, which must be submitted to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Proposed Rule Change by BATS Exchange?
The BATS Exchange itself is required to file a Proposed Rule Change, typically initiated by the exchange's management or designated regulatory staff.
How to fill out Proposed Rule Change by BATS Exchange?
To fill out a Proposed Rule Change, the submitting party must provide detailed information regarding the proposed changes, including the rationale, impact analysis, and any relevant supporting documentation as specified by the SEC.
What is the purpose of Proposed Rule Change by BATS Exchange?
The purpose of the Proposed Rule Change is to ensure that the exchange's rules stay current with market practices, regulatory requirements, and to enhance market efficiency and transparency.
What information must be reported on Proposed Rule Change by BATS Exchange?
Information reported on a Proposed Rule Change must include the text of the proposed changes, the reasons for the changes, an assessment of the impacts on the market, and any comments received during the consultation process.
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