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FANS STATUTORY DISCLOSURE NOTICE
Name of FSP:Sterling Private Wealth Sterling Private Clients Sterling Private Client Asset ManagementRegistration Number2007/004491/071999/26025/072013/083133/07FSP
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How to fill out fais statutory disclosure notice
How to fill out fais statutory disclosure notice
01
Download the FAIS statutory disclosure notice form from the official website or request a copy from the relevant authority.
02
Fill in the required personal details such as name, address, contact information, etc.
03
Disclose all relevant financial interests and relationships that may affect your ability to provide unbiased advice.
04
Provide details of any potential conflicts of interest and how you manage them.
05
Sign and date the form to confirm that the information provided is accurate and up to date.
06
Submit the completed FAIS statutory disclosure notice to the relevant authority within the specified timeframe.
Who needs fais statutory disclosure notice?
01
Financial services providers and advisors who are registered with the Financial Sector Conduct Authority (FSCA) in South Africa.
02
Any individual or entity that provides financial advice or intermediary services to clients.
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What is fais statutory disclosure notice?
Fais statutory disclosure notice is a legal document that financial service providers in South Africa are required to provide to their clients to disclose relevant information about their products and services.
Who is required to file fais statutory disclosure notice?
All financial service providers in South Africa are required to file fais statutory disclosure notice.
How to fill out fais statutory disclosure notice?
To fill out fais statutory disclosure notice, financial service providers need to include detailed information about their products and services, fees and charges, conflicts of interest, and any other relevant information.
What is the purpose of fais statutory disclosure notice?
The purpose of fais statutory disclosure notice is to ensure transparency and protect consumers by providing them with important information about the financial products and services they are considering.
What information must be reported on fais statutory disclosure notice?
Information that must be reported on fais statutory disclosure notice includes details about the financial service provider, products and services offered, fees and charges, conflicts of interest, and any other relevant information.
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