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Re Melville
IN THE MATTER OF:
The Dealer Member Rules of the Investment Industry Regulatory
Organization of Canada
and
Alistair Malcolm Melville
2014 II ROC 51
Investment Industry Regulatory Organization
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What is form dealer member rules?
Form dealer member rules is a document that outlines the guidelines and regulations for members of a dealership.
Who is required to file form dealer member rules?
All dealerships that have members or employees who are involved in the sales process are required to file form dealer member rules.
How to fill out form dealer member rules?
Form dealer member rules can be filled out by providing detailed information about the dealership's policies and procedures for its members.
What is the purpose of form dealer member rules?
The purpose of form dealer member rules is to ensure that all dealership members are aware of and adhere to the regulations set forth by the dealership.
What information must be reported on form dealer member rules?
Form dealer member rules must include information on the code of conduct, sales process guidelines, and any disciplinary actions that may be taken against members.
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