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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM SD SPECIALIZED DISCLOSURE REPORTNOVARTIS AG (Exact name of the registrant as specified in its charter) Switzerland (State
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Form SD is a specialized disclosure form that companies must file with the SEC to report the use of conflict minerals that are necessary to the functionality or production of a product.
Publicly traded companies that are required to report under the Securities Exchange Act of 1934 and are subject to the conflict minerals rule must file Form SD.
Form SD requires the company to provide detailed information about the source and supply chain of conflict minerals used in its products, including whether these minerals originated from the Democratic Republic of the Congo or neighboring countries.
The purpose of Form SD is to provide transparency regarding conflict minerals sourcing, aiming to prevent funding of armed conflict and human rights abuses.
Companies must report whether the minerals originated from conflict regions, the due diligence measures taken to determine the source, and whether the minerals are conflict-free.
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