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FANS NOTICE 50 OF 2016 FINANCIAL SERVICES BOARD FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002COMPLIANCE REPORT FOR A CATEGORY I FINANCIAL SERVICES PROVIDER WITH A COMPLIANCE OFFICER, 2016
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Financial advisory and intermediary refer to the services provided by professionals who assist clients with financial planning, investment advice, and other related services.
Financial advisory and intermediary firms are typically required to file with regulatory authorities to ensure compliance with financial regulations.
Financial advisory and intermediary forms can usually be filled out online through the appropriate regulatory authority's website.
The purpose of financial advisory and intermediary services is to help individuals and businesses make informed financial decisions and manage their investments effectively.
Information reported on financial advisory and intermediary forms typically includes details about the firm's services, clients, assets under management, fees, and any potential conflicts of interest.
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