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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: HMS INVESTMENT AdviserS CRD Number: 149764Annual Amendment All Sections
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What is crd number 149764?
CRD number 149764 refers to a unique identification number assigned to a specific investment professional or firm by the Financial Industry Regulatory Authority (FINRA).
Who is required to file crd number 149764?
The individual or firm associated with CRD number 149764 is required to file relevant regulatory forms and updates as per FINRA regulations.
How to fill out crd number 149764?
To fill out CRD number 149764, one must provide accurate and up-to-date information about their professional background, qualifications, employment history, and any disclosures required by FINRA.
What is the purpose of crd number 149764?
The purpose of CRD number 149764 is to track and monitor the activities and compliance of the individual or firm in the financial industry to ensure investor protection and market integrity.
What information must be reported on crd number 149764?
Information such as education history, employment history, professional qualifications, regulatory disclosures, and other relevant details must be reported on CRD number 149764.
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