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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: PACIFIC OAK CAPITAL Advisers, LLC CRD Number: 299177Annual Amendment

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What is pacific oak capital markets?

Pacific Oak Capital Markets is a private equity firm that specializes in providing growth capital to middle-market companies.

Who is required to file pacific oak capital markets?

Investment advisors and certain other entities are required to file Pacific Oak Capital Markets with the appropriate regulatory authorities.

How to fill out pacific oak capital markets?

Pacific Oak Capital Markets can be filled out online through the regulatory authority's reporting portal or using the required forms provided by the authority.

What is the purpose of pacific oak capital markets?

The purpose of Pacific Oak Capital Markets is to provide information about the financial activities and holdings of the reporting entity.

What information must be reported on pacific oak capital markets?

Information such as assets under management, investment strategies, key personnel, and potential conflicts of interest must be reported on Pacific Oak Capital Markets.

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