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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: COWEN INVESTMENT MANAGEMENT LLC CRD Number: 151953OtherThanAnnual Amendment

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Obtain a copy of the Florida Administrative Code, rule r.

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Individuals or businesses operating in the state of Florida that are required to adhere to specific rules and regulations outlined in the Florida Administrative Code, rule r.

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Fla admin code r is a set of regulations governing administrative procedures in Florida.

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