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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549FORM 8K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of the earliest
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Any individual or entity involved in securities trading or exchange needs to adhere to the rules and regulations outlined in the exchange act of 1934.
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This includes brokers, dealers, and companies listed on the stock exchanges.
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The Exchange Act of 1934 is a federal statute that establishes the regulatory framework for securities markets in the United States.
Companies with securities registered under Section 12 of the Exchange Act or issuers whose securities are listed on a national securities exchange are required to file with the SEC under the Exchange Act.
Companies can fill out the Exchange Act forms electronically through the SEC's EDGAR system, following the instructions provided by the SEC.
The purpose of the Exchange Act of 1934 is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Companies must report information such as financial statements, disclosures about material events, executive compensation, and ownership by insiders.
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