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SEC Form 4 OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549 OMB Number:32350287Estimated average understatement OF CHANGES IN BENEFICIAL OWNERSHIPCheck this box

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How to fill out 10b5-1c

01

Obtain a copy of Form 10b5-1c from the SEC website or other reliable source.

02

Fill in your personal information accurately, including your name, address, and Social Security number.

03

Specify the securities that you will be trading under the 10b5-1c plan.

04

Include the timing and amount of the trades you plan to make under the plan.

05

Sign and date the form, acknowledging that you understand and agree to the terms of the plan.

06

Submit the completed form to your compliance officer or legal counsel for review and approval.

Who needs 10b5-1c?

01

Corporate insiders who want to establish a trading plan for buying or selling company stock on a regular basis.

02

Individuals who want to demonstrate that they are not trading on inside information.

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What is 10b5-1c?

10b5-1c is a rule established by the Securities and Exchange Commission (SEC) that allows insiders of publicly traded companies to set up a trading plan for buying or selling stock.

Who is required to file 10b5-1c?

Executives, directors, and other insiders of publicly traded companies who wish to establish a trading plan for buying or selling stock are required to file 10b5-1c.

How to fill out 10b5-1c?

To fill out 10b5-1c, insiders must provide details about the trading plan, including the number of shares to be traded, the price at which the trades will occur, and the duration of the plan.

What is the purpose of 10b5-1c?

The purpose of 10b5-1c is to provide a way for insiders of publicly traded companies to establish a trading plan in advance, reducing the risk of insider trading accusations.

What information must be reported on 10b5-1c?

Information such as the number of shares to be traded, the price at which the trades will occur, and the duration of the plan must be reported on 10b5-1c.

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