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IBS Enrollment FORM SPECIAL Center MAY 2018 (this form is for May examination only) IMPORTANT NOTICE Closing date for May examinations 31 March Examination enrollment must be done by final closing

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How to fill out nfa regulatory requirements for

01

Obtain a copy of the NFA Registration Rules and Compliance Rule 2-9

02

Complete the online Form 7-R through the NFA's Online Registration System

03

Pay the required fees for filing the registration form

04

Submit fingerprints and a full set of disclosure documents to the NFA

05

Maintain all necessary records and comply with ongoing regulatory requirements

Who needs nfa regulatory requirements for?

01

Any individual or firm that engages in futures trading or acts as a CTA, CPO, IB, FCM, or RFED in the United States

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What is nfa regulatory requirements for?

NFA regulatory requirements are for ensuring compliance with regulations set by the National Futures Association.

Who is required to file nfa regulatory requirements for?

Firms in the commodities and futures industry are required to file NFA regulatory requirements.

How to fill out nfa regulatory requirements for?

NFA regulatory requirements can be filled out online through the NFA's EasyFile system.

What is the purpose of nfa regulatory requirements for?

The purpose of NFA regulatory requirements is to ensure transparency and adherence to regulatory standards in the commodities and futures industry.

What information must be reported on nfa regulatory requirements for?

Information such as financial data, compliance procedures, and management details must be reported on NFA regulatory requirements.

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