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ASSOCIATED AND/OR CONTROLLING PERSONS FORM Please print in block letters using black or blue ink. Please complete this form for all Associated and/or Controlling Persons as indicated in Appendix A.
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01
Gather all necessary information about the associated and/or controlling persons including their full legal names, contact information, date of birth, and ownership percentage.
02
Fill out the required forms or documents provided by the relevant authorities or organizations with the information obtained.
03
Ensure that the information provided is accurate and up-to-date to avoid any discrepancies or issues in the future.
04
Submit the completed forms or documents as per the instructions provided by the relevant authorities or organizations.

Who needs associated andor controlling persons?

01
Companies, organizations, or entities that are required to comply with regulatory requirements related to anti-money laundering (AML) and know your customer (KYC) regulations.
02
Financial institutions, banks, brokerage firms, and other regulated entities that need to verify the identities of individuals associated with their clients for risk assessment and due diligence purposes.
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Associated and/or controlling persons refer to individuals or entities that have a significant influence or control over a particular organization.
Certain organizations, such as financial institutions or companies with complex ownership structures, are required to file information about associated and/or controlling persons.
The information about associated and/or controlling persons can be filled out in a specific form or template provided by the relevant regulatory authority.
The purpose of reporting associated and/or controlling persons is to increase transparency and prevent money laundering, corruption, and other illicit activities.
Information such as name, address, contact details, relationship to the organization, and percentage of control or influence must be reported on associated and/or controlling persons.
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