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SRO's, Marketplaces, Clearing Agencies and Trade Repositories13.2Marketplaces13.2.1NEO Exchange Inc. Listing Manual and Listing Forms Amendments (December 3, 2020) Notice of Approval NEO EXCHANGE

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What is notice of approval?

The notice of approval is a document that certifies that a certain action or decision has been officially approved.

Who is required to file notice of approval?

The party or parties responsible for the action or decision that requires approval are required to file the notice of approval.

How to fill out notice of approval?

The notice of approval typically requires details about the action or decision, the reasons for approval, and any relevant supporting documentation.

What is the purpose of notice of approval?

The purpose of the notice of approval is to provide an official record that a particular action or decision has been approved in accordance with relevant procedures or regulations.

What information must be reported on notice of approval?

The notice of approval typically includes details about the action or decision being approved, the date of approval, and the names and signatures of approving parties.

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