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This document serves as a filing to propose a rule change regarding the Position Allocation Methodology in margin calculations for calendar spread options, submitted to the Securities and Exchange
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How to fill out form 19b-4
How to fill out Form 19b-4
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and associations are required to file Form 19b-4 when they propose changes to their existing rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing a detailed description of the proposed rule change, including the text of the rule, the purpose of the change, and the impact on participants, along with required supporting information and analysis.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed rule changes by SROs are communicated to the SEC for review and public comment, thereby promoting transparency and regulatory oversight.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the proposed rule text, the rationale for the proposed change, a discussion of how the change is consistent with the SRO's obligations and the SEC's regulations, and any anticipated impact of the proposed rule.
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