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This document outlines a proposed rule change by EDGX Exchange to amend rules concerning registration and qualification requirements for Authorized Traders engaged in proprietary trading, including
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How to fill out Proposed Rule Change by EDGX Exchange, Inc.
01
Review the EDGX Exchange, Inc. rules to understand the requirements for a proposed rule change.
02
Prepare detailed documentation explaining the proposed changes and the rationale behind them.
03
Ensure compliance with regulatory standards and policies outlined by the EDGX Exchange.
04
Fill out the required forms provided by the EDGX Exchange, including all necessary details about the rule change.
05
Submit the completed forms and documentation to the appropriate regulatory authority for review.
06
Respond to any feedback or request for additional information from the EDGX Exchange during their review process.
Who needs Proposed Rule Change by EDGX Exchange, Inc.?
01
Market participants looking to amend existing trading rules.
02
Exchange members who seek to implement new trading strategies or products.
03
Regulatory bodies that require transparency and compliance in exchange operations.
04
Investors or firms that will be affected by changes to market rules and practices.
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What is Proposed Rule Change by EDGX Exchange, Inc.?
The Proposed Rule Change by EDGX Exchange, Inc. is a formal submission to the Securities and Exchange Commission (SEC) seeking approval for changes to the exchange's existing rules or the introduction of new rules.
Who is required to file Proposed Rule Change by EDGX Exchange, Inc.?
Entities such as the EDGX Exchange, Inc. itself or affiliated organizations seeking to amend or create rules must file the Proposed Rule Change.
How to fill out Proposed Rule Change by EDGX Exchange, Inc.?
To fill out the Proposed Rule Change, the filing party must complete the appropriate forms provided by the SEC, detailing the proposed changes, rationale, and any impacts on market participants.
What is the purpose of Proposed Rule Change by EDGX Exchange, Inc.?
The purpose of the Proposed Rule Change is to communicate necessary adjustments or new regulations concerning trading practices, market structure, and operational procedures for the continuing improvement and regulation of the exchange.
What information must be reported on Proposed Rule Change by EDGX Exchange, Inc.?
The information that must be reported includes the text of the proposed rule changes, the purpose and rationale for the change, an impact assessment, and any relevant data supporting the proposal.
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