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This document is a proposed rule change filing by ICE Clear Credit LLC to amend certain rules regarding the defined term 'Client Omnibus Margin Account' for clarity and consistency in the regulations
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How to fill out form 19b-4
How to fill out Form 19b-4
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a document used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges or associations, are required to file Form 19b-4 when they wish to propose changes to their rules or trading practices.
How to fill out Form 19b-4?
Form 19b-4 should be filled out by providing details such as the proposed rule change, descriptions of the rationale behind it, and any supporting data or information. Specific instructions from the SEC must be followed.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight of proposed rule changes by SROs and to allow the SEC to review and approve or disapprove these changes.
What information must be reported on Form 19b-4?
Form 19b-4 requires reporting information such as the specific rule being amended, the reasons for the proposed change, any anticipated impact on the market or investors, and the effective date of the proposed change.
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