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This document outlines a proposed rule change by the Chicago Stock Exchange regarding amendments to its Fee Schedule, specifically modifying the fees associated with the CHX Connect network and incentivizing
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as exchanges and national securities associations are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide detailed information about the proposed rule changes including context, rationale, and any relevant data that supports the changes.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide transparency and regulatory oversight of proposed rule changes made by self-regulatory organizations, ensuring compliance with the securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 requires reporting information such as the text of the proposed rule change, the rationale behind it, the impact on the market and participants, and any relevant economic analysis.
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