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FORM G-37/G-38 MSB Name of dealer: Report period: I. CONTRIBUTIONS made to issuer officials (list by state) State Complete name, title (including any city/county/state or other political subdivision)
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Provide accurate and thorough information about any outside business affiliations or interests that are required.
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If applicable, disclose any financial arrangements or compensation received related to municipal securities transactions.
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Who needs msrb g37x form:
01
Individuals who are employed by brokers, dealers, or municipal securities dealers engaged in the underwriting or primary distribution of municipal securities.
02
Individuals who have outside business affiliations or financial arrangements related to municipal securities transactions.
03
Individuals who receive compensation from dealers, brokers, or municipal securities dealers for any services provided in connection with those transactions.
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What is msrb g37x form?
The msrb g37x form is a form used by municipal securities dealers to report political contributions and contributions to bond ballot campaigns.
Who is required to file msrb g37x form?
Municipal securities dealers are required to file the msrb g37x form.
How to fill out msrb g37x form?
To fill out the msrb g37x form, municipal securities dealers need to provide information about political contributions and contributions to bond ballot campaigns, including the amount, the recipient, and the date of the contribution.
What is the purpose of msrb g37x form?
The purpose of the msrb g37x form is to promote transparency and disclose potential conflicts of interest in the municipal securities market.
What information must be reported on msrb g37x form?
The msrb g37x form requires reporting of political contributions and contributions to bond ballot campaigns, including the amount, the recipient, and the date of the contribution.
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