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Formatted: CenteredINVESTMENT SERVICES RULES FOR RETAIL COLLECTIVE INVESTMENT SCHEMESFormatted: Justified Formatted: Top: 3.5 cm, Width: 21 cm, Height: 29.7 impart B: STANDARD License CONDITIONS Appendix
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01
Review the specific guidelines and regulations for the investment services you are providing.
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03
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Who needs investment services rules for?

01
Investment firms
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Individuals providing investment services
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The investment services rules are designed to regulate the activities of investment service providers and protect investors.
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The purpose of investment services rules is to ensure transparency, fairness, and compliance within the investment services industry.
Information such as financial statements, risk management procedures, and compliance measures must be reported on investment services rules.
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