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STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION 1 2 3 IN THE MATTER OF DETERMINING whether there has been a violation of the Securities Act of Washington by: 4 5 RBC Capital
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RBC Capital Markets LLC is the investment banking arm of the Royal Bank of Canada.
RBC Capital Markets LLC is required to file by financial regulatory authorities and the securities exchange commission.
You can fill out the RBC Capital Markets LLC form by providing detailed financial information and submitting it to the relevant authorities.
The purpose of RBC Capital Markets LLC is to provide investment banking services such as mergers and acquisitions, underwriting, and trading.
Information such as financial statements, transactions, ownership structure, and compliance records must be reported on RBC Capital Markets LLC.
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