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RESPONSE TO SPOT CHECK REQUEST TO:Advertising Regulation Department FINRA 9509 Key West Avenue Rockville, MD 208503389FROM: Please check applicable response(s): ___ All Hedge Fund advertisements and/or
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Gather all necessary information about the advertisement such as product/service being advertised, target audience, message, etc.
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The form advertising regulation is a set of rules and guidelines that regulate the advertising of products and services.
Any individual or business involved in advertising products or services is required to file about form advertising regulation.
The form can be filled out online or submitted through a physical form provided by the regulatory body.
The purpose of form advertising regulation is to ensure that advertising is truthful, not misleading, and does not harm consumers.
Information such as the name of the advertiser, the product or service being advertised, the media used for advertising, and any claims made in the advertisement must be reported.
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