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UNITS ATTESTATION Article 2 of Commission Regulation (EU) No 584/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and content

How to fill out ucits attestation form

How to fill out UCITS attestation:

1. Obtain the UCITS attestation form from the relevant regulatory authority or institution. This form is usually available on their website or can be requested by contacting them directly.
2. Fill in the required information in the designated sections of the form. This typically includes details such as the name of the fund manager or management company, the name of the UCITS fund, and the specific period for which the attestation is being provided.
3. Provide information regarding compliance with relevant UCITS regulations. This might include confirming that the UCITS fund complies with investment limits, risk management requirements, and proper disclosure of information to investors.
4. Include any additional information or supporting documents that may be required. This could involve providing details on any material changes that have occurred since the last attestation, updates on any ongoing regulatory investigations, or any other relevant information.
5. Ensure that the attestation is signed and dated by an authorized individual within the fund management company. This individual should have the necessary authority and knowledge to provide a valid attestation.
6. Submit the completed UCITS attestation form to the appropriate regulatory authority or institution according to their specified guidelines. It is important to respect any deadlines or submission requirements outlined by the regulatory body.

Who needs UCITS attestation?

UCITS attestation is typically needed by fund managers or management companies that operate UCITS (Undertakings for Collective Investment in Transferable Securities) funds. UCITS funds are investment funds that operate within the European Union and adhere to a specific regulatory framework. The attestation serves as a declaration that the fund manager or management company complies with the regulatory requirements applicable to UCITS funds. It is a means to demonstrate that the fund is being managed in line with investor protection and transparency principles, and that it adheres to the rules and limitations outlined in the UCITS directive. The attestation is often requested by regulatory authorities or institutions as part of their oversight and monitoring responsibilities.

For pdfFiller’s FAQs

What is ucits attestation?

UCITS attestation is a document that confirms compliance with the UCITS regulations.

Who is required to file ucits attestation?

UCITS management companies are required to file UCITS attestation.

How to fill out ucits attestation?

UCITS attestation can be filled out online through the regulator's website or submitted via mail.

What is the purpose of ucits attestation?

The purpose of UCITS attestation is to ensure that UCITS management companies are in compliance with regulatory requirements.

What information must be reported on ucits attestation?

UCITS attestation must report on the fund's assets under management, compliance with investment restrictions, and details of the fund's performance.

When is the deadline to file ucits attestation in 2023?

The deadline to file UCITS attestation in 2023 is March 31st.

What is the penalty for the late filing of ucits attestation?

The penalty for the late filing of UCITS attestation can vary depending on the jurisdiction, but commonly includes financial penalties or restrictions on fund operations.

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