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FILED APRIL 07, 2023, SECRETARY, BOARD OF OIL, GAS & MININGBEFORE THE BOARD OF OIL, GAS AND MINING DEPARTMENT OF NATURAL RESOURCES STATE OF UTAH IN THE MATTER OF THE REQUEST FOR AGENCY ACTION OF VICTIM

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How to fill out an order pooling interests

01

Create a list of investors who are interested in pooling their orders.

02

Determine the terms and conditions of the order pooling agreement including investment amount, duration, and profit sharing.

03

Collect signatures from each investor agreeing to the terms of the order pooling agreement.

04

Submit the pooled order to the broker or investment firm handling the trades.

05

Monitor the performance of the pooled order and distribute profits accordingly.

Who needs an order pooling interests?

01

Investors who want to combine their resources to take advantage of bulk trading discounts.

02

Investors who are looking to diversify their investment portfolios by pooling their orders with others.

03

Investors who want to share the risks and rewards of a particular trade with a group of like-minded individuals.

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What is an order pooling interests?

An order pooling interests is a document that allows multiple owners to combine their interests in a single order for reporting purposes.

Who is required to file an order pooling interests?

Any individual or entity who has ownership interests in multiple accounts or securities must file an order pooling interests.

How to fill out an order pooling interests?

To fill out an order pooling interests, provide information about each account or security that is being pooled, including the owner's name, account number, and the type of security.

What is the purpose of an order pooling interests?

The purpose of an order pooling interests is to simplify the reporting process for individuals who have ownership interests in multiple accounts or securities.

What information must be reported on an order pooling interests?

The order pooling interests must include details of each account or security being pooled, including the owner's name, account number, and the type of security.

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