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This appendix is available as an online formAppendix 3A.1 Notification of dividend / distribution +Rule 3.20.4, 15.3, Appendix 6A paragraph 1Appendix 3A.1 Notification of dividend / distribution Information
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Appendix 3a1 notification is of certain acquisitions of non-residents’ shares of stock and equity interests, and real estate located in the United States.
Any foreign person or entity who acquires a direct or indirect interest in a U.S. business that may raise national security concerns, subject to the jurisdiction of the Committee on Foreign Investment in the United States (CFIUS).
The appendix 3a1 notification form can be completed online through the official CFIUS website by providing all required information about the transaction and the parties involved.
The purpose of the notification is to allow CFIUS to review and assess the national security implications of the proposed transaction and take any necessary actions to mitigate potential risks.
Information such as details of the transaction, identification of the parties involved, organizational structure, financial information, and potential national security concerns must be reported on the notification.
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