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CODE OF BUSINESS CONDUCT AND ETHICS This Code of Business Conduct and Ethics (Code of Conduct) sets forth basic principles to guide all employees, officers and directors of Two Harbors Investment

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How to fill out code of business conduct

01

Review the company's existing code of business conduct to understand the expectations and guidelines.

02

Familiarize yourself with relevant laws and regulations that apply to the company's industry.

03

Identify key areas such as conflict of interest, confidential information, and ethical decision-making that need to be addressed in the code.

04

Outline specific behaviors and actions that are expected of employees, including adherence to company policies and reporting procedures.

05

Seek input from stakeholders such as employees, managers, and legal counsel to ensure the code is comprehensive and effective.

06

Implement a training program to educate employees on the code of conduct and provide resources for assistance or clarification.

07

Regularly review and update the code of business conduct to reflect changes in laws, regulations, and business practices.

Who needs code of business conduct?

01

Any organization or company that wants to establish clear guidelines for ethical behavior and conduct within the workplace.

02

Companies looking to promote transparency, integrity, and accountability among employees.

03

Businesses seeking to comply with legal and regulatory requirements in their industry.

04

Organizations aiming to protect their reputation and build trust with stakeholders such as customers, investors, and employees.

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What is code of business conduct?

The code of business conduct is a set of guidelines and principles designed to inform employees and stakeholders about the ethical and legal standards expected in conducting business activities.

Who is required to file code of business conduct?

Typically, all employees, executives, and board members of a company are required to file or acknowledge the code of business conduct to ensure compliance with its standards.

How to fill out code of business conduct?

To fill out the code of business conduct, individuals should review the document thoroughly, understand the requirements and expectations, and complete any required sections such as acknowledgments or disclosures as instructed.

What is the purpose of code of business conduct?

The purpose of the code of business conduct is to promote ethical behavior, ensure legal compliance, protect the integrity of the organization, and establish a standard for decision-making and accountability.

What information must be reported on code of business conduct?

Individuals must report any potential conflicts of interest, violations of the code, or behaviors that could harm the reputation of the organization as specified in the document.

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