Get the free Institutional Holdings (Form 13F) Data

SECURITIES AND EXCHANGE COMMISSIONER 13FHR Initial quarterly Form 13F holdings report filed by institutional managersFiling Date: 20231024 | Period of Report: 20230930 SEC Accession No. 000117266123003482

How to fill out institutional holdings form 13f

How to fill out institutional holdings form 13f

1. Gather all the necessary information and documents required to fill out the form.
2. Obtain a copy of the institutional holdings form 13F from the Securities and Exchange Commission (SEC) website.
3. Carefully read and understand the instructions provided with the form.
4. Enter the name of the reporting institution, including its CIK (Central Index Key) number.
5. Provide the address and contact information of the reporting institution.
6. Complete Part 1 of the form, which requires disclosing the type of filing institution and its fiscal year-end.
7. Fill out Part 2 of the form, providing detailed information about the stocks, options, and convertible securities owned.
8. Include the name of the issuer, class of securities, CUSIP (Committee on Uniform Securities Identification Procedures) number, and the number of shares held.
9. Report the value of each security as of the end of the calendar quarter being reported.
10. Fill out Part 3 of the form, disclosing any securities transactions made during the reporting period.
11. Provide the total value of securities acquired or disposed of during the quarter.
12. Submit the completed form to the SEC within 45 days after the end of the calendar quarter being reported.
13. Keep a copy of the filled form for your records.

Who needs institutional holdings form 13f?

1. Institutional investors, such as investment advisors, pension funds, and hedge funds, who manage assets of $100 million or more, are required to file institutional holdings form 13F.
2. Investment managers and institutions that meet the criteria specified by the SEC must submit this form to disclose their holdings and positions in publicly traded securities.
3. The purpose of this disclosure is to provide transparency to the public and other market participants about the investment activities of institutional investors.

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What is institutional holdings form 13f?

Institutional Holdings Form 13F is a quarterly report that institutional investment managers must file with the Securities and Exchange Commission (SEC) to disclose their equity holdings.

Who is required to file institutional holdings form 13f?

Any institutional investment manager with over $100 million in assets under management is required to file Form 13F.

How to fill out institutional holdings form 13f?

To fill out Form 13F, an institutional investment manager must list all their qualifying equity securities, including the name of the issuer, the class of securities, the number of shares, and the value of the securities in the report.

What is the purpose of institutional holdings form 13f?

The purpose of Form 13F is to provide transparency regarding institutional investment activities and to allow the public to see what securities are being held by institutional investors.

What information must be reported on institutional holdings form 13f?

The information that must be reported on Form 13F includes the name of the issuer, the class of securities, the value of shares, the number of shares held, and the investment manager's identification details.