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FORM U-2A UNIFORM FORM OF CORPORATE RESOLUTION OF (Name of Corporation) RESOLVED, that it is desirable and in the best interest of this Corporation that its securities be qualified or registered for
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What is form u 2a?
Form U-2A is a form used by securities professionals to register with the appropriate state securities authority.
Who is required to file form u 2a?
Securities professionals such as investment advisors, broker-dealers, and their representatives are required to file Form U-2A.
How to fill out form u 2a?
Form U-2A can be filled out online or submitted in paper form. It requires information about the individual or entity seeking registration, disciplinary history, and regulatory actions.
What is the purpose of form u 2a?
The purpose of Form U-2A is to provide state securities regulators with information about securities professionals seeking registration within their jurisdiction.
What information must be reported on form u 2a?
Information such as personal details, employment history, business relationships, and any disciplinary actions must be reported on Form U-2A.
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