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FORM 5 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ] Form 3 Holdings Reported [X] Form 4 Transactions Reported UNITED
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How to fill out number of derivative securities

01
Start by identifying the type of derivative security you are dealing with.
02
Gather all relevant information and documents related to the derivative security.
03
Understand the different components of the derivative security, such as strike price, expiration date, and underlying asset.
04
Record the number of derivative securities you own or intend to trade.
05
If you are filling out a form or reporting to a regulatory body, provide accurate and detailed information about the number of derivative securities you hold.
06
Ensure that you comply with any reporting requirements or guidelines set forth by regulatory authorities.
07
Keep track of any changes in the number of derivative securities and update relevant records accordingly.

Who needs number of derivative securities?

01
Investors involved in derivatives trading
02
Financial institutions and banks
03
Hedge funds and asset management firms
04
Companies or individuals engaged in hedging strategies
05
Traders and speculators in the financial markets
06
Regulatory bodies and government agencies monitoring financial activities

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The number of derivative securities refers to the quantity of financial instruments whose value is derived from the value of another asset, typically involving options, futures, and swaps.
Individuals or entities that hold or trade derivative securities and are subject to regulatory requirements must file information regarding the number of derivative securities, including institutional investors and certain corporate insiders.
To fill out the number of derivative securities, one must provide the total count of derivative contracts held or traded, specifying the type of derivatives, the underlying asset, and any relevant dates, in accordance with the regulatory reporting guidelines.
The purpose of reporting the number of derivative securities is to ensure transparency in the financial markets, to monitor the exposure and risks associated with derivatives, and to support regulatory compliance.
The information that must be reported includes the type of derivative, the underlying asset, number of contracts, dates of transactions, and the identity of the parties involved in the derivatives trading.
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