Form preview

Get the free SEC 144: Definition, Filing Rules, Example - Investopedia template

Get Form
Form 144 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Form 144NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign sec 144 definition filing

Edit
Edit your sec 144 definition filing form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your sec 144 definition filing form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit sec 144 definition filing online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
In order to make advantage of the professional PDF editor, follow these steps:
1
Create an account. Begin by choosing Start Free Trial and, if you are a new user, establish a profile.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit sec 144 definition filing. Rearrange and rotate pages, add and edit text, and use additional tools. To save changes and return to your Dashboard, click Done. The Documents tab allows you to merge, divide, lock, or unlock files.
4
Get your file. Select the name of your file in the docs list and choose your preferred exporting method. You can download it as a PDF, save it in another format, send it by email, or transfer it to the cloud.
It's easier to work with documents with pdfFiller than you can have believed. You can sign up for an account to see for yourself.

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out sec 144 definition filing

Illustration

How to fill out sec form 144 definition

01
To fill out SEC Form 144, follow these steps:
02
Obtain a copy of Form 144 from the Securities and Exchange Commission (SEC) website or your broker.
03
Provide your personal details such as name, address, and contact information in the designated fields.
04
Indicate the type of securities to be sold or transferred.
05
Specify the number of securities to be sold or transferred.
06
Describe the nature of the transaction (e.g., open market sale, gift, inheritance).
07
If applicable, disclose any relationship or affiliation with the issuer of the securities.
08
If the filing is made by a broker or dealer, include their name and contact information.
09
Sign and date the form.
10
Submit the completed Form 144 to the SEC and any applicable parties as instructed.
11
Retain a copy of the form for your records.

Who needs sec form 144 definition?

01
Sec Form 144 is required by individuals or entities planning to sell restricted securities in compliance with Rule 144 of the Securities Act of 1933.
02
Those who fall under the following categories may need to file SEC Form 144:
03
- Affiliates of the issuer of the securities
04
- Non-affiliates who have held the securities for less than six months
05
- Non-affiliates who are selling more than 5,000 shares or $50,000 worth of securities in a three-month period
06
It is advisable to consult with legal and financial professionals to determine if filing Form 144 is necessary in specific situations.

What is SEC 144: Definition, Filing Rules, Example - Investopedia Form?

The SEC 144: Definition, Filing Rules, Example - Investopedia is a document which can be completed and signed for specified reasons. In that case, it is furnished to the exact addressee in order to provide certain info of any kinds. The completion and signing is able or via a suitable solution like PDFfiller. These tools help to complete any PDF or Word file without printing out. It also lets you customize its appearance according to the needs you have and put an official legal electronic signature. Once finished, you send the SEC 144: Definition, Filing Rules, Example - Investopedia to the recipient or several of them by mail or fax. PDFfiller is known for a feature and options that make your blank printable. It includes different options when printing out appearance. It does no matter how you send a document - physically or by email - it will always look neat and organized. To not to create a new writable document from the beginning again and again, turn the original Word file as a template. After that, you will have a rewritable sample.

Instructions for the SEC 144: Definition, Filing Rules, Example - Investopedia form

Before start filling out SEC 144: Definition, Filing Rules, Example - Investopedia MS Word form, make sure that you have prepared enough of necessary information. That's a important part, as long as some typos may cause unwanted consequences from re-submission of the whole blank and completing with deadlines missed and even penalties. You ought to be especially observative when working with figures. At first sight, this task seems to be not challenging thing. Nevertheless, you might well make a mistake. Some people use such lifehack as storing all data in another file or a record book and then insert it's content into document template. However, try to make all efforts and present accurate and correct info in your SEC 144: Definition, Filing Rules, Example - Investopedia word form, and check it twice when filling out all fields. If it appears that some mistakes still persist, you can easily make some more corrections when working with PDFfiller application and avoid missed deadlines.

How to fill out SEC 144: Definition, Filing Rules, Example - Investopedia

The very first thing you will need to start to fill out SEC 144: Definition, Filing Rules, Example - Investopedia form is editable copy. If you complete and file it with the help of PDFfiller, there are the following options how to get it:

  • Search for the SEC 144: Definition, Filing Rules, Example - Investopedia form in the PDFfiller’s library.
  • Upload your own Word form to the editing tool, if you have one.
  • Create the file from scratch via PDFfiller’s creator and add the required elements using the editing tools.

Whatever choice you prefer, you will be able to modify the form and add various items. Nonetheless, if you want a form that contains all fillable fields, you can obtain it only from the filebase. The second and third options are short of this feature, you'll need to put fields yourself. However, it is really easy and fast to do as well. When you finish it, you'll have a useful template to complete or send to another person by email. These fillable fields are easy to put when you need them in the form and can be deleted in one click. Each purpose of the fields corresponds to a certain type: for text, for date, for checkmarks. If you want other individuals to put signatures, there is a signature field too. E-sign tool makes it possible to put your own autograph. Once everything is set, hit Done. After that, you can share your word form.

Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.8
Satisfied
23 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

It's simple with pdfFiller, a full online document management tool. Access our huge online form collection (over 25M fillable forms are accessible) and find the sec 144 definition filing in seconds. Open it immediately and begin modifying it with powerful editing options.
Yes. By adding the solution to your Chrome browser, you may use pdfFiller to eSign documents while also enjoying all of the PDF editor's capabilities in one spot. Create a legally enforceable eSignature by sketching, typing, or uploading a photo of your handwritten signature using the extension. Whatever option you select, you'll be able to eSign your sec 144 definition filing in seconds.
Use the pdfFiller mobile app and complete your sec 144 definition filing and other documents on your Android device. The app provides you with all essential document management features, such as editing content, eSigning, annotating, sharing files, etc. You will have access to your documents at any time, as long as there is an internet connection.
SEC Form 144 is a notice of proposed sale of securities that is required to be filed with the SEC by a person intending to sell restricted or control securities.
Persons who are affiliates of the issuing company, such as executives, directors, or large shareholders, are required to file SEC Form 144 when selling restricted or control securities.
To fill out SEC Form 144, provide details about the security being sold, including the name of the issuer, the type of security, the number of shares, the date of sale, and other personal information of the seller.
The purpose of SEC Form 144 is to provide transparency to the SEC and the public about the sales of restricted and control securities by affiliates, thereby preventing insider trading.
The information that must be reported includes the seller's details, the quantity of securities to be sold, the date of sale, and any applicable information about the securities or the issuer.
Fill out your sec 144 definition filing online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.