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Form 144 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Form 144NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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How to fill out 144secgov template

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How to fill out form 144secgov

01
Step 1: Obtain the Form 144secgov from the official website of the U.S. Securities and Exchange Commission (SEC)
02
Step 2: Read the instructions provided with the form carefully to understand the requirements and prerequisites
03
Step 3: Fill out the personal details section including your name, address, and contact information
04
Step 4: Provide information about the securities you wish to sell or transfer, including the type, quantity, and value
05
Step 5: Specify the nature of the transaction and indicate whether it is an open-market sale, privately negotiated sale, or gift
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Step 6: Disclose any affiliations or relationships with the issuer of the securities, if applicable
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Step 7: Sign and date the form to certify the accuracy and completeness of the information provided
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Step 8: Submit the completed Form 144secgov to the SEC as per the specified instructions

Who needs form 144secgov?

01
Individuals who are insiders or affiliates of a company and intend to sell restricted securities
02
Securities professionals, including brokers, investment bankers, and dealers, involved in the sale or transfer of restricted securities
03
Companies and issuers that need to report the sale or transfer of restricted securities by their insiders or affiliates

What is 144SEC.gov Form?

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144SEC.gov template instructions

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Form 144 is a notice of proposed sale of securities under the Securities Act of 1933. It is used by issuers to inform the SEC of their intentions to sell securities.
Individuals or entities intending to sell securities that are not registered with the SEC must file Form 144, particularly if they are affiliates or control persons of the issuer.
To complete Form 144, provide the issuer's name, the amount and class of securities to be sold, the nature of the transaction, and any other required information as specified in the form.
The purpose of Form 144 is to inform the SEC and the public of specific proposed securities sales by insiders or affiliates, ensuring transparency in the market.
Required information includes the name of the seller, the amount of securities to be sold, the date of the sale, and statements regarding compliance with applicable regulations.
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