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SECURITIES AND EXCHANGE COMMISSIONER X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20100302 | Period of Report: 20091231 SEC Accession No. 999999999710004892
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Groupargent Securities LLC is a financial services firm that specializes in managing investments, providing advisory services, and facilitating capital raising for clients.
Entities involved in investment transactions, securities trading, or managing investments may be required to file with Groupargent Securities LLC to ensure compliance with regulations.
To fill out Groupargent Securities LLC filings, individuals or entities must complete the required forms accurately, providing necessary financial and business information, which can typically be submitted online or via mail.
The purpose of Groupargent Securities LLC is to provide comprehensive financial services, including investment management, advisory, and capital raising, aimed at helping clients achieve their financial goals.
Information that must be reported includes the entity's financial statements, investment strategies, compliance measures, transactions undertaken, and any disclosures required by regulatory authorities.
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