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Form 45106F1 Report of Exempt Distribution A. General Instructions 1. Filing instructions issuer or underwriter that is required to file a report of exempt distribution and pay the applicable fee

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How to fill out report of exempt distribution

01

Open the report of exempt distribution form

02

Complete the basic information section, including the name of the distributing company and the date of the distribution

03

Provide details about the exempt securities being distributed, such as the type of security and the quantity being distributed

04

Fill out any additional sections required by regulatory authorities, if applicable

05

Review the completed report for accuracy and completeness

06

Submit the report to the relevant regulatory authority

Who needs report of exempt distribution?

01

Companies involved in distributing exempt securities

02

Financial institutions and brokers handling exempt securities

03

Government regulatory authorities overseeing exempt securities

04

Investors and stakeholders seeking information on exempt distributions

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What is report of exempt distribution?

A report of exempt distribution is a document filed by companies to disclose the sale of securities that are exempt from registration under applicable securities laws.

Who is required to file report of exempt distribution?

Issuers of securities that rely on exemptions from the registration requirements under securities laws are required to file a report of exempt distribution.

How to fill out report of exempt distribution?

To fill out a report of exempt distribution, one must provide information including the name of the issuer, type of securities sold, details of the exemptions claimed, and the number of securities distributed.

What is the purpose of report of exempt distribution?

The purpose of the report of exempt distribution is to provide regulatory authorities with information about exempt transactions to ensure compliance with applicable securities regulations.

What information must be reported on report of exempt distribution?

The report must include information such as the issuer's name, the type of securities, details on the exemptions claimed, and the number of securities sold.

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