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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549FORM8K CURRENT REPORT Pursuant to Section13 or 15(d)of the Securities Exchange Act of 1934 Date of report (Date of the earliest
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This section of the Code of Federal Regulations provides definitions for key terms used in securities regulations.
Entities involved in the securities industry, such as issuers, underwriters, and brokers, may be required to file.
Entities must review the definitions provided in the regulation and accurately report any relevant information.
The purpose is to ensure consistency and clarity in the application of securities regulations by defining key terms.
Entities may need to report on specific definitions related to securities offerings or transactions.
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