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Unofficial English TranslationAutorit DES marches financiers c. Larvae 2022 CMF 48FINANCIAL MARKETS ADMINISTRATIVE TRIBUNALCANADAPROVINCE OF QUEBECMONTRALFILE NO.: 2022021DECISION NO.: 2022021001DATE: July
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The financial markets administrative tribunal is a specialized body that adjudicates disputes and oversees regulatory compliance related to financial markets.
Entities and individuals involved in financial markets activities, such as brokers, dealers, investment advisors, and certain financial service providers are required to file with the tribunal.
To fill out the financial markets administrative tribunal, gather required documentation, complete the official forms provided by the tribunal, and submit them through the designated channels, ensuring all information is accurate and complete.
The purpose of the financial markets administrative tribunal is to ensure the fair and efficient operation of financial markets, resolve disputes, and enforce compliance with financial regulations.
Required information typically includes details of the parties involved, the nature of the dispute, relevant financial transactions, and any supporting documentation pertinent to the case.
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